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Best Practices for Mediation in Employment

Employment

What is mediation? 

Mediation is a way to reach an agreement with your current or former employer  about your employment dispute. Mediation is an informal process where a  trained mediator helps move the conversation in a meeting between you and the  employer to try to reach a resolution. Mediation is voluntary. This means that both  you and the employer have to agree to try to resolve your dispute through  mediation. 

Will the mediator decide who wins my case? 

No. The mediator does not decide who is right or wrong. The mediator’s job is to  help you and the other side work out your differences. The mediator cannot  require either party to agree to a settlement agreement. 

What happens during mediation?  

Every mediation is a little different, but you can generally expect the following  things to happen: 

  • Introduction: The mediator welcomes the parties and discusses the ‘rules’  of the mediation in the same Zoom meeting room. One common rule for  mediation is that both parties and the mediator agree to keep everything  that was said during the mediation confidential. Another common rule is  that both parties agree to be respectful.  
  • Opening Statements: Both you and the employer have time to give a short  opening statement. The statement is usually not more than 5-10 minutes.  The person who made the complaint, usually the employee, goes first. This  is your opportunity to explain your side of the story and explain what you  are looking for to resolve your case. After you finish, the employer will likely  respond and explain their side of the story. The mediator will request that  neither party interrupt the other party during the opening statement. There  will be an opportunity after the opening statement to ask questions to clarify  information. 
  • Negotiations: After opening statements, the parties start negotiations.
    • As ACRD generally holds virtual mediations, the mediator will likely  put you and the employer in different virtual meeting rooms. The mediator will then talk to you privately and will talk to the employer  privately. The mediator will go back and forth between each room,  and will share any settlement offers, counteroffers, and information that the party gives the mediator permission to share. The mediator  will keep confidential information that you want to tell the mediator but  not your employer. Be sure to tell the mediator what information you  want to keep confidential and what information they may share with  the other party.
    • The mediator may suggest that you and your employer come back  together to talk through the issues directly face-to-face. This might  happen if you ask for something where more specific details are  needed. For example, if you want your employer to do an ADA  training, you might want to talk to the employer about what the  training might include.
  • Conclusion: By the end of the mediation, you may: 
    • Reach a resolution. If so, you will likely review and sign a No Fault  Settlement Agreement that says what you agreed to along with  standard terms. Sometimes, there is one agreement for the ACRD,  and in other cases, the employer wants you to sign a private agreement between you and your employer;
    • Decide that although you did not reach a resolution during the  mediation, you and your employer want to keep talking so that you  might be able to reach an agreement. If there is a good reason to do  so, the EEOC/ACRD will generally allow you to keep talking to the  employer to try to reach a resolution for a short time after; or
    • Decide that an agreement is not possible at this time. If this happens, the ACRD will move on from the mediation stage and start the  investigation of your complaint.

What should I ask for to resolve my case? 

This is a difficult question because there are so many different factors to  consider. Consider using the following process to think through your demand.  

Step 1: Add up your monetary damages 

Here are the general categories of damages and relief that you can ask for as  part of the mediation. 

  • Back pay: Back pay, also known as lost wages, is the money that you  would have already earned if you were not discriminated against, minus  any income you did receive.  
    • Tip: You need to “mitigate” your damages by trying to find another  job—be prepared to explain how you have done this.  
    • Tip: Bonuses, commissions, and benefits lost are also part of  backpay.  
  • Front pay: Front pay is the money that you would have earned in the future  if you were not discriminated against, minus any income you will receive.  
    • Tip: Front pay is generally hard to get, so you probably do not want to  ask for a lot of your settlement demand as front pay.  
  • Compensatory damages: Compensatory damages are money that helps  compensate you for any emotional distress or pain and suffering that you  have experienced because of the discrimination. This category includes  any other out-of-pocket expenses such as medical bills.  
    • Tip: The ADA limits the amount of compensatory and punitive  damages you can get, even if you win your case before a jury. The  limits are based on the size of your employer.  
  • Punitive damages: Punitive damages are intended to “punish” the  employer.  
    • Tip: Generally speaking, most employers do not agree to punitive  damages during mediation.  
  • Miscellaneous: There may be other “damages” that you have experienced  that you will want to ask for.  

Step 2: Consider if you want to request any non-monetary relief

Here are some common examples of non-monetary settlement requests: 

  • Reinstatement: If you were fired, you may ask for reinstatement, which  means that you would like your job back.  
  • Positive/neutral reference letter: Consider asking for a positive (or at  least a neutral) reference letter, which can be helpful as you try to find another job. A neutral letter of reference confirms that you worked at the  company from your start date to your end date. A positive letter of reference  has more details including what your employer liked about you while you  worked there. Some employers have a policy about references and may  only give neutral references, supplying the name of employee, dates of  employment, and position. If your employer has such a policy, consider  asking that they follow this policy and do not provide any other details  about your termination.
  • Reasonable accommodations: If you are still employed or you want to  return to employment, you can ask that your employer provide you with  reasonable accommodations.  
  • Modified policies: If you experienced discrimination because your  employer had a bad or discriminatory workplace policy, you may want to  ask that your employer change the policy.  
  • ADA/Disability training: Many employees ask for some form of ADA or  disability awareness training as part of their settlement demand. Trainings  can help educate employers and are intended to make the workplace fairer  for others in the future.  
  • Miscellaneous: There are no hard rules about what you can or cannot ask  for during mediation. If you have other creative ideas about how to reach a  resolution, you should feel free to suggest them.  

Step 3: Consider what you would be willing to resolve your case for  

As you know, you are unlikely to get everything in a mediation that you would if  you took the case all the way to trial and won. It is helpful to think through what  you would be willing to settle for, though we do not recommend having a bottom line amount because you want to give yourself flexibility during the mediation.  

Different people have different perspectives on mediation and settlement. There  is no right or wrong answer, but it is helpful to think through your position.  

Reasons others have decided not to accept a settlement offer:

  • My employer did not give a reasonable settlement offer, so I am not willing  to accept it. 
  • Getting my job back is the most important thing. Getting my job back is  more important than money. Since my employer did not offer that during the  mediation, I am not going to accept the offer.  
  • I have a ‘bottom line,’ or minimum amount that I am asking for and I am not  willing to go below.  
  • I am committed to taking my case to court, even though I understand that it  is a difficult process.  

Reasons others have decided to accept a settlement offer:

  • I don’t like to take risks, so I would prefer to have a resolution now than risk  not knowing what might happen in the future with the case.  
  • I have bills to pay and need the money now. Even though the settlement is  not perfect, I would like to accept to use the money now to support myself.  
  • Even though I think I have a strong case, this process is becoming very  stressful and I think it would be better for me and my family if I accept an  offer now so I do not need to continue into litigation.  
  • I know that I was discriminated against because of my disability. But I want  to move forward and put this chapter of my life behind me.  

What should I do before the mediation to prepare?

  • Ask for accommodations if you need them. Many people with disabilities  need accommodations for the mediation to be accessible for them.  
  • Prepare your opening statement.  
  • Gather relevant records.  
  • Ask ACRD for a copy of the template No Fault Settlement Agreement so  that you can read the standard terms.  
  • Many employers insist that if they pay money in a settlement, they want the  employee to agree not to reapply for work at the company in the future and  for the employee to agree that they do not have a right to work at the  company. No rehire terms usually apply forever. Just like any other term,  these are subject to negotiation. Employees can ask for them to be shorter,  narrower or otherwise limited if it is important to keep their options open. 

What should I do on the day of the mediation?

  • Be prepared to sign in for the mediation and use your link to the virtual  meeting.  
  • Be prepared to be at the mediation for at least four hours. Most mediations  are scheduled for four hours at ACRD, but if everyone is available, they can  go longer. Bring your outline for your opening statement, your settlement  demand, and your records. Keep track of each offer and counteroffer so  you have a good if you are making progress. 
  • When your employer talks, be respectful and try to keep a neutral facial  expression. Try not to make faces or react while the employer is talking.  The employer is likely to say things that are difficult to hear or that you may  not agree with. It is better not to take it personally and remember they are  advocating for their position just like you are advocating for yourself.  

What are other strategies for a successful mediation?

  • Be accurate. Be relevant. Be convincing. Be polite.  
  • Emphasize but don’t exaggerate.  
  • Be careful with words like “discrimination” which will put the employer on  the defensive.  
  • Consider what to share with the mediator alone and/or with the other side.  
  • Strive for resolution but be prepared that this situation might not be  resolved at mediation.

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